-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RV94g1Ar4RhW80RKkHq/eBNM2d5qQpa2XaVEB9b2L4xMipD6Lbm3ogeNoJ5FirEl wvFnajX9jRjqR5Oh+rp1eg== 0001019056-07-000156.txt : 20070214 0001019056-07-000156.hdr.sgml : 20070214 20070214105230 ACCESSION NUMBER: 0001019056-07-000156 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070214 DATE AS OF CHANGE: 20070214 GROUP MEMBERS: ORE HILL HUB FUND LTD. GROUP MEMBERS: ORE HILL PARTNERS LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CORAUTUS GENETICS INC CENTRAL INDEX KEY: 0001003929 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 330687976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-50201 FILM NUMBER: 07614734 BUSINESS ADDRESS: STREET 1: 75 FIFTH STREET, NW STREET 2: SUITE 313 CITY: ATLANTA STATE: GA ZIP: 30308 BUSINESS PHONE: 404-526-6200 MAIL ADDRESS: STREET 1: 75 FIFTH STREET, NW STREET 2: SUITE 313 CITY: ATLANTA STATE: GA ZIP: 30308 FORMER COMPANY: FORMER CONFORMED NAME: GENSTAR THERAPEUTICS CORP DATE OF NAME CHANGE: 20000330 FORMER COMPANY: FORMER CONFORMED NAME: UROGEN CORP DATE OF NAME CHANGE: 19960508 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Ore Hill Hub Fund Ltd. CENTRAL INDEX KEY: 0001307343 IRS NUMBER: 980379390 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 444 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-389-2333 MAIL ADDRESS: STREET 1: 444 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G/A 1 corautus_13ga1.txt SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Corautus Genetics Inc. ------------------------------------------------------- (Name of Issuer) Common Stock, par value $.001 per share ------------------------------------------------------- (Title of Class of Securities) 218139202 ------------------------------------------------------- (CUSIP Number) December 29, 2006 ------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this is filed: [X] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Page 1 of 6 pages) CUSIP No. 218139202 - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Ore Hill Hub Fund Ltd. Tax I.D. 98-0379390 - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Cayman Islands - -------------------------------------------------------------------------------- Number of 5. Sole Voting Power Shares --------------------------------------------------- Beneficially 6. Shared Voting Power Owned by --------------------------------------------------- Each Reporting 7. Sole Dispositive Power Person With --------------------------------------------------- 8. Shared Dispositive Power - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See instructions) [ ] - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- (Page 2 of 6 pages) CUSIP No. 218139202 - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Ore Hill Partners LLC Tax I.D. 03-0420197 - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- Number of 5. Sole Voting Power Shares --------------------------------------------------- Beneficially 6. Shared Voting Power Owned by --------------------------------------------------- Each Reporting 7. Sole Dispositive Power Person With --------------------------------------------------- 8. Shared Dispositive Power - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See instructions) [ ] - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) IA - -------------------------------------------------------------------------------- (Page 3 of 6 pages) Item 1. (a) Name of Issuer: Corautus Genetics Inc. (b) Address of Issuer's Principal Executive Offices: 75 Fifth Street, NW, Suite 313, Atlanta, Georgia 30308 Item 2. (a) Name of Persons Filing: This Statement relates to shares held by Ore Hill Hub Fund Ltd. ("OH Hub Fund"). Ore Hill Partners LLC ("OH Partners") is the investment manager of the OH Hub Fund and, accordingly, may be deemed to have or share voting and dispositive power with respect to the shares reported herein. (b) Address of Principal Business Office or, if none, Residence: The address of the principal business office of: (i) OH Hub Fund is c/o BISYS Hedge Fund Services (Cayman) Limited, 27 Hospital Road, P.O. Box 1748GT, Cayman Corporate Centre, George Town, Grand Cayman, Cayman Islands, BWI, and (ii) OH Partners is 650 Fifth Avenue, 9th Floor, New York, New York 10019. (c) Citizenship: OH Hub Fund is a Cayman Islands exempted company. OH Partners is a Delaware limited liability company. (d) Title of Class of Securities: Common Stock, par value $.001 per share (e) CUSIP Number: 218139202 Item 3. OH Partners is a registered investment adviser under Section 203 of the Investment Advisers and, accordingly, is filing this Statement as: [X] An Investment Adviser in accordance with Rule 13d-1(b)(1)(ii)(E). This Statement is not being filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c) with respect to the other persons joining in the filing of this Statement. Item 4. Ownership. As to each person joining in the filing of this Statement (a) Amount beneficially owned: (b) Percent of class: (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: _________. (ii) Shared power to vote or to direct the vote: _________. (iii) Sole power to dispose or to direct the disposition of:______. (iv) Shared power to dispose or to direct the disposition of: _________. Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [X]. (Page 4 of 6 pages) Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of a Group. Not applicable. Item 10. Certification. By signing below OH Partners certifies that, to the best of its knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. By signing below OH Hub Fund certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 13, 2007 ORE HILL PARTNERS LLC, individually and on behalf of ORE HILL HUB FUND LTD. By: /s/ CLAUDE A. BAUM -------------------------------- Name: Claude A. Baum Title: General Counsel (Page 5 of 6 pages) Exhibit Index ------------- Exhibit Page No. - ------- -------- A. Joint Filing Agreement, dated March 15, 2006, [Previously filed] by and between Ore Hill Hub Fund Ltd., Ore Hill Partners LLC Benjamin Nickoll and Frederick Wahl (Page 6 of 6 pages) -----END PRIVACY-ENHANCED MESSAGE-----